DFX Intelligence

T••••• D••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

T••••• D••••• B•••••

Advisor at I••••••••• A•••••• A•••••••• L••

Charlotte, NC

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Search this name across graphsid dfx:ria:f5cd2589-6e33-cad5-6d56-bb8e6a03f5bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• A•••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• A•••••• A•••••••• L••	I•••••••••_WEALTH	Apr 29, 2026	n/a	yes	Charlotte, NC	Current employment
C•••••••• W••••• M••••••••• L••	n/a	Apr 16, 2021	May 15, 2026	no	C••••••••, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• W••••• M••••••••• L••	I••••••••• A•••••• A•••••••• L••	May 15, 2026	Apr 29, 2026	-16	Firm change	Other
I••••••••• A•••••• A•••••••• L••	C•••••••• W••••• M••••••••• L••	May 10, 2016	Apr 16, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
311058:168267:NC:2026-05-15	May 15, 2026	Apr 29, 2026	C••••••••, NC	Firm change

Relationships

Registered with (2)

→ I••••••••• A•••••• A•••••••• L••Registered adviserregistration: previous registration
May 5, 2016 to May 10, 2016factForm ADV
→ C•••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 16, 2021 to May 15, 2026factForm ADV

Dated events

Occurred
May 15, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5cd2589-6e33-cad5-6d56-bb8e6a03f5bf
First observed: May 5, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.