DFX Intelligence

T••• P•••• S•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

T••• P•••• S•••••••••

Advisor at ••••••••

Longview , TX | Clayton, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5d1aa9d-f13b-c3cc-313a-8cd95709521d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 28, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 29, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
••••••••	Independent wealth	Mar 28, 2025	n/a	yes	Clayton, MO\|Longview , TX	Current employment
W•••• F•••• A•••••••	Wirehouse	Oct 16, 2017	Apr 2, 2025	no	LONGVIEW, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	••••••••	Apr 2, 2025	Mar 28, 2025	-5	Firm change	Wirehouse to RIA
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Oct 26, 2017	Oct 16, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:3767:TX:2025-04-02	Apr 2, 2025	Mar 28, 2025	LONGVIEW, TX	Firm change
79:19616:TX:2017-10-25	Oct 26, 2017	Oct 16, 2017	LONGVIEW, TX	Firm change

Relationships

Registered with (4)

→ ••••••••Registered adviserregistration: current employment
Mar 28, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Oct 16, 2017 to Apr 2, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2012 to Oct 26, 2017factForm ADV
→ C•••• I••••••••• S••••••• C••••

Dated events

Occurred
Apr 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5d1aa9d-f13b-c3cc-313a-8cd95709521d
First observed: Jun 28, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.