This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

A.G.P / ALLIANCE GLOBAL PARTNERS

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 1, 2002earliest registration or exam on IAPD

Years in industry

24derivedfrom the industry start date

Years at current firm

4derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

6

Exams

S66|S65

First exam

Dec 21, 2002

First registration

May 4, 2005

Dual registered

yes, broker-dealer

IAPD individual key

4390289

• Occurred

  Jul 22, 2022
  Advisor changed firm

  Stephen Edward Jones left B. Riley Wealth Advisors, Inc. for A.G.P / Alliance Global Partners (registered 2022-07-21)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f5db1c3d-1c5e-bcf6-22fa-1a58a4dd369d

First observed

May 4, 2005

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.