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R•••••• C••••••• N•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

R•••••• C••••••• N•••••

Advisor at E•••• W••••• M••••••••• G•••• I•••

Charlotte, NC

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Search this name across graphsid dfx:ria:f5e6a029-f280-ed5b-fd8d-5a0879a7dd73

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 3, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E•••• W••••• M••••••••• G•••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E•••• W••••• M••••••••• G•••• I•••	Independent wealth	Jul 7, 2024	n/a	yes	Charlotte, NC	Current employment
C•••• C•••••• S••••••••• L•••	Former SEC adviser	Jul 3, 2013	Nov 20, 2023	no	Charlotte, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	E•••• W••••• M••••••••• G•••• I•••	Nov 20, 2023	Jul 7, 2024	230	Firm change	Ibd to RIA
F•• A••••••• S••••••• I••	C•••• C•••••• S••••••••• L•••	Oct 31, 2002	Jul 3, 2013

Team moves

••• Locked

Team	Left	Joined	From	Kind
6312:327052:NC:2023-11-20	Nov 20, 2023	Jul 7, 2024	CHARLOTTE, NC	Firm change

Relationships

Registered with (3)

→ E•••• W••••• M••••••••• G•••• I•••Registered adviserregistration: current employment
Jul 7, 2024 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Jul 3, 2013 to Nov 20, 2023factForm ADV
→ F•• A••••••• S••••••• I••Registered adviserregistration: previous registration
Aug 3, 2001 to Oct 31, 2002factForm ADV

Dated events

Occurred
Nov 20, 2023
Advisor changed firm
R•••••• C••••••• N••••• left C•••• C•••••• S••••••••• L••• for E•••• W••••• M••••••••• G•••• I••• (registered 2024-07-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5e6a029-f280-ed5b-fd8d-5a0879a7dd73
First observed: Aug 3, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.