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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

LOWER RIVER WEALTH MANAGEMENT

AQUINO, MICHAEL ANTHONY, CRD 160107

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5e7ec32-931c-5ed2-394b-d096061982ca

Data as of Mar 4, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 1
Observed: Mar 10, 2014 to Mar 4, 2019
12 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Lower River Wealth Management

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $27.8MItem 5.F on the latest filing (2019-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $9.4M
Private client RAUM: $9.4MderivedItem 5.D individuals plus high net worth individuals
Private client share: 34%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 110
Individual clients: 60
High net worth clients: 0
SEC number: 801-79367
CRD: 160107
Filings on the tape: 12
First filed: Mar 10, 2014
Latest filed: Mar 4, 2019
Organised: Sole Proprietorship, New York

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
AQUINO, MICHAEL, ANTHONY	SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER	E	yes	12/2011	Mar 10, 2014	Mar 4, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 4, 2019	$27.8M	$9.4M	2	2	0	n/a	n/a
2017	Feb 5, 2018	$28.4M	$10.4M	2	2	0	n/a	n/a
2016	Mar 25, 2017	$30.0M	$12.3M	2	2	n/a	n/a	n/a
2015	Mar 24, 2016	$30.9M	$12.7M	2	2	n/a	n/a	n/a
2014	Mar 16, 2015	$28.0M	$10.0M	2	2	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$27.8M	$28.4M	-2.2%	$30.9M	-3.4%	2	2	0	0

Relationships

Controls (1)

← AQUINO, MICHAEL, ANTHONYOwnerSOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Mar 10, 2014 to presentfactForm ADV

Dated events

Occurred
Mar 10, 2014
First Form ADV filing
Lower River Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f5e7ec32-931c-5ed2-394b-d096061982ca
First observed: Mar 10, 2014
Last observed: Mar 4, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LOWER RIVER WEALTH MANAGEMENT

AQUINO, MICHAEL ANTHONY, CRD 160107

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f5e7ec32-931c-5ed2-394b-d096061982ca

Data as of Mar 4, 2019 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:48 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

AQUINO, MICHAEL, ANTHONY

SOLE PROPRIETOR/CHIEF COMPLIANCE OFFICER

yes

12/2011

Mar 10, 2014

Mar 4, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 4, 2019

$27.8M

$9.4M

n/a

2017

Feb 5, 2018

$28.4M

$10.4M

n/a

2016

Mar 25, 2017

$30.0M

$12.3M

n/a

2015

Mar 24, 2016

$30.9M

$12.7M

n/a

2014

Mar 16, 2015

$28.0M

$10.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$27.8M

$28.4M

-2.2%

$30.9M

-3.4%