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CRD 318072
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| Jacy Ryan Hixon | n/a | GIG HARBOR, WA | 3 | 28 | 5 | yes |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ADVISOR SYSTEMS, INC. | PARENT COMPANY | E | yes | 06/2021 | Jan 11, 2023 | May 12, 2023 |
| Hixon, Jacy, Ryan | OWNER, PRESIDENT, CEO | D | yes | 06/2021 | Jan 11, 2023 | May 12, 2023 |
| Hixon, Jacy, Ryan | CHIEF COMPLIANCE OFFICER | Na | yes | 12/2021 | Jan 11, 2023 | May 12, 2023 |
| SIMS, JEFFREY, SCOTT | OWNER, CFO, VP | D | yes | 06/2021 | Jan 11, 2023 | May 12, 2023 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| DIRECTTRADE SECURITIES, LLC | n/a | n/a | n/a | N | yes | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |