DFX Intelligence

M•••••• A•••• G••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

M•••••• A•••• G••••••••

Advisor at P••••••• F•••••••• S••••••• L••

MELVILLE, NY

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Search this name across graphsid dfx:ria:f60edcf0-6cd5-6ce3-02ee-21cf6533bf6c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 13, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S••••••• L••	Independent wealth	Dec 21, 2021	n/a	yes	MELVILLE, NY	Current employment
T•• P••••••• F•••••••• G••••	Independent wealth	Aug 30, 2021	Dec 31, 2021	no	MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• P••••••• F•••••••• G••••	P••••••• F•••••••• S••••••• L••	Dec 31, 2021	Dec 21, 2021	-10	Firm change	RIA to new firm
O•••• F•• I•••	T•• P••••••• F•••••••• G••••	Jul 27, 2020	Aug 30, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
164395:314154:NY:2021-12-31	Dec 31, 2021	Dec 21, 2021	MELVILLE, NY	Firm change

Relationships

Registered with (5)

→ P••••••• F•••••••• S••••••• L••Registered adviserregistration: current employment
Dec 21, 2021 to presentfactForm ADV
→ T•• P••••••• F•••••••• G••••Registered adviserregistration: previous registration
Aug 30, 2021 to Dec 31, 2021factForm ADV
→ O•••• F•• I•••Registered adviserregistration: previous registration
Sep 6, 2011 to Jul 27, 2020factForm ADV
→ H•••••• T••••••• • K•••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f60edcf0-6cd5-6ce3-02ee-21cf6533bf6c
First observed: Jun 13, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.