DFX Intelligence

L••• R•••••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

L••• R•••••• V••••••••

Advisor at M•••••• F•••••••• I••••••••• M••••••••• I•••

SAN JUAN, PR | CHICAGO, IL

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Search this name across graphsid dfx:ria:f613ced8-d733-701b-b77e-693d9103e062

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 30, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• F•••••••• I••••••••• M••••••••• I•••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Aug 6, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• F•••••••• I••••••••• M••••••••• I•••	Mixed wealth	Mar 23, 2005	n/a	yes	SAN JUAN, PR\|CHICAGO, IL	Current employment
C••••••• M••••••••• A•••••••• I•••	n/a	Apr 1, 2003	Mar 17, 2005	no	SAN JUAN, PR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• A•••••••• I•••	M•••••• F•••••••• I••••••••• M••••••••• I•••	Mar 17, 2005	Mar 23, 2005	6	Firm change	Other
S•••• R•• • F•••••• I•••••••••	C••••••• M••••••••• A•••••••• I•••	Apr 1, 2003	Apr 1, 2003

Relationships

Registered with (3)

→ M•••••• F•••••••• I••••••••• M••••••••• I•••Registered adviserregistration: current employment
Mar 23, 2005 to presentfactForm ADV
→ C••••••• M••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2003 to Mar 17, 2005factForm ADV
→ S•••• R•• • F•••••• I•••••••••Registered adviserregistration: previous registration
Jul 30, 1998 to Apr 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f613ced8-d733-701b-b77e-693d9103e062
First observed: Jul 30, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.