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Advisor at NORTHERN CAPITAL MANAGEMENT, INC.
SPOKANE, WA | POST FALLS, ID
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NORTHERN CAPITAL RETIREMENT SERVICES, INC. | Institutional manager | Apr 10, 2013 | n/a | yes | SPOKANE, WA|POST FALLS, ID | Current employment |
| NORTHERN CAPITAL MANAGEMENT, INC. | Independent wealth | Jun 30, 2003 | n/a | yes | POST FALLS, ID|SPOKANE, WA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 10, 2001 | May 6, 2003 | no | SPOKANE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | NORTHERN CAPITAL MANAGEMENT, INC. | May 6, 2003 | Jun 30, 2003 | 55 | Firm change | Other |