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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

URBAN FINANCIAL ADVISORY CORPORATION

URBAN FINANCIAL ADVISORY CORP, CRD 110057

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f62da7d4-bee0-1db7-98fc-ae08548d6647

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 14, 2012 to Jul 30, 2026
22 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $1.3BItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.2B
Private client RAUM: $1.2BderivedItem 5.D individuals plus high net worth individuals
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $425Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 15
Advisory employees: 14
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 965
Individual clients: 87
High net worth clients: 163
SEC number: 801-47160
CIK: 2005378
CRD: 110057
Filings on the tape: 22
First filed: Jun 14, 2012
Latest filed: Jul 30, 2026
Organised: Corporation, IL
Website: ufinadv.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
STEVEN DOUGLAS URBAN	Certified Financial Planner	EVANSTON, IL	28	36	n/a	no
Jeremy A Ander	Certified Financial Planner	CHICAGO, IL	0	19	n/a	no
Andrew N Kitay	Certified Financial Planner	CHICAGO, IL	0	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
URBAN, STEVEN, DOUGLAS	PRESIDENT/CHIEF COMPLIANCE OFFICER	E	yes	02/1990	Jul 30, 2026	Jul 30, 2026
Ander, Jeremy, A	Principal	A	no	01/2023	Jul 30, 2026	Jul 30, 2026
Sherwood, Lisa, J	Principal	A	no	01/2023	Jul 30, 2026	Jul 30, 2026

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
STEVEN D. URBAN, ATTORNEY AT LAW	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Sep 23, 2024	$1.1B	$1.1B	13	12	0	n/a	n/a
2023	Sep 28, 2023	$1.0B	$997M	15	14	0	n/a	n/a
2022	Sep 29, 2022	$991M	$850M	13	12	0	n/a	n/a
2021	Sep 28, 2021	$1.2B	$1.0B	13	12	0	n/a	n/a
2020	Sep 28, 2020	$928M	$815M	12	11	0	n/a	n/a
2019	Sep 27, 2019	$871M	$788M	12	10	1	n/a	n/a
2018	Sep 28, 2018	$871M	$756M	12	11	1	n/a	n/a
2017	Sep 26, 2017	$782M	$721M	10	9	n/a	n/a	n/a
2016	Sep 28, 2016	$698M	$643M	10	9	n/a	n/a	n/a
2015	Sep 8, 2015	$704M	$666M	8	6	n/a	n/a	n/a
2014	Sep 25, 2014	$690M	$647M	8	6	n/a	n/a	n/a
2013	Sep 30, 2013	$590M	$560M	8	6	n/a	n/a	n/a
2012	Sep 25, 2012	$540M	$481M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.3B	$1.0B	24.9%	$1.2B	3.4%	15	15	0	0

Relationships

Registered with (3)

← Andrew N KitayAdvisorregistration: current employment
Mar 11, 2026 to presentfactForm ADV
← Jeremy A AnderAdvisorregistration: current employment
Jan 22, 2026 to presentfactForm ADV
← STEVEN DOUGLAS URBANAdvisorregistration: current employment
Oct 16, 1997 to presentfactForm ADV

Controls (1)

← URBAN, STEVEN, DOUGLASOwnerPRESIDENT/CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 14, 2012 to Sep 25, 2024factForm ADV

Owns (2)

← Ander, Jeremy, AOwnerPRINCIPAL, ownership code A, individual
Sep 23, 2024 to Sep 25, 2024factForm ADV
← Sherwood, Lisa, JOwnerPRINCIPAL, ownership code A, individual
Sep 23, 2024 to Sep 25, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f62da7d4-bee0-1db7-98fc-ae08548d6647
First observed: Jun 14, 2012
Last observed: Jul 30, 2026 53 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

URBAN FINANCIAL ADVISORY CORPORATION

URBAN FINANCIAL ADVISORY CORP, CRD 110057

CHICAGO, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f62da7d4-bee0-1db7-98fc-ae08548d6647

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 6:38 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

STEVEN DOUGLAS URBAN

Certified Financial Planner

EVANSTON, IL

n/a

Jeremy A Ander

Certified Financial Planner

CHICAGO, IL

n/a

Andrew N Kitay

Certified Financial Planner

CHICAGO, IL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

URBAN, STEVEN, DOUGLAS

PRESIDENT/CHIEF COMPLIANCE OFFICER

yes

02/1990

Jul 30, 2026

Ander, Jeremy, A

Principal

01/2023

Jul 30, 2026

Sherwood, Lisa, J

Principal

01/2023

Jul 30, 2026

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

STEVEN D. URBAN, ATTORNEY AT LAW

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Sep 23, 2024

$1.1B

n/a

2023

Sep 28, 2023

$1.0B

$997M

n/a

2022

Sep 29, 2022

$991M

$850M

n/a

2021

Sep 28, 2021

$1.2B

$1.0B

n/a

2020

Sep 28, 2020

$928M

$815M

n/a

2019

Sep 27, 2019

$871M

$788M

n/a

2018

Sep 28, 2018

$871M

$756M

n/a

2017

Sep 26, 2017

$782M

$721M

n/a

2016

Sep 28, 2016

$698M

$643M

n/a

2015

Sep 8, 2015

$704M

$666M

n/a

2014

Sep 25, 2014

$690M

$647M

n/a

2013

Sep 30, 2013

$590M

$560M

n/a

2012

Sep 25, 2012

$540M

$481M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.3B

$1.0B

24.9%

$1.2B

3.4%