DFX Intelligence

V••••• W•••••• M•: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

V••••• W•••••• M•

Advisor at K••• C•••••• P•••••••

SAN JOSE, CA | DALY CITY, CA

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Search this name across graphsid dfx:ria:f62f2db6-b3f0-20e5-26f9-01fe015b1c22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••• C•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 13, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••• C•••••• P•••••••	Independent wealth	Jan 1, 2025	n/a	yes	DALY CITY, CA\|SAN JOSE, CA	Current employment
M••••• S••••••	Wirehouse	Jun 1, 2009	Apr 12, 2022	no	San Francisco, CA\|San Francisco, CA\|Menlo Park, CA\|Menlo Park, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	K••• C•••••• P•••••••	Apr 12, 2022	Jan 1, 2025	995	Firm change after gap	Wirehouse to RIA
M••••• S•••••• • C•• L••	M••••• S••••••	Jun 1, 2009	Jun 1, 2009

Relationships

Registered with (3)

→ K••• C•••••• P•••••••Registered adviserregistration: current employment
Jan 1, 2025 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Apr 12, 2022factForm ADV
→ M••••• S•••••• • C•• L••Registered adviserregistration: previous registration
Nov 14, 2007 to Jun 1, 2009factForm ADV

Dated events

Occurred
Apr 12, 2022
Advisor changed firm
V••••• W•••••• M• left M••••• S•••••• for K••• C•••••• P••••••• (registered 2025-01-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f62f2db6-b3f0-20e5-26f9-01fe015b1c22
First observed: Nov 14, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.