DFX Intelligence

R•••••••• C•••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM under $100M

R•••••••• C•••••• P•••••••• L••

CRD 328320

CHICAGO, IL

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Search this name across graphsid dfx:ria:f6316916-aeb4-75a4-790a-6d8217567453

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 1
Observed: Sep 13, 2023 to Apr 17, 2026
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

R•••••••• C•••••• P•••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0
Regulatory AUM: $16.2M••• Locked
Discretionary RAUM: $16.2M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••••••• V••••••• F••• •••• L•	Venture Capital Fund	$16.2M	Apr 17, 2026	0	Sep 13, 2023	reported	n/a
R•••••••• V••••••• F•••• L•	Venture Capital Fund	$0

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
D•••••• S•••••• J•••	SOLE MEMBER	E	yes	08/2023	Sep 13, 2023	Mar 26, 2024
M•••••• L••••• D••••	CHIEF COMPLIANCE OFFICER	Na	no	08/2023	Sep 13, 2023	Mar 26, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
I•• W••••• M••••••••• L••	n/a	Bd affiliated wealth	$9.8B	N	yes	n/a
I•• S••••••••• L••	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$16.2M	$16.2M	0.0%	n/a	n/a	6	4	0	0

Relationships

Affiliated with (1)

→ I•• W••••• M••••••••• L••Registered adviserother investment adviser, common control
factForm ADV

Advises (2)

→ R•••••••• V••••••• F•••• L•Private fundVenture Capital Fund, IA
Sep 13, 2023 to presentfactForm ADV
→ R•••••••• V••••••• F••• •••• L•Private fundVenture Capital Fund, IA
Sep 13, 2023 to presentfactForm ADV

Controls (1)

Dated events

Occurred
Apr 17, 2026
Private fund no longer reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Sep 13, 2023
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6316916-aeb4-75a4-790a-6d8217567453
First observed: Sep 13, 2023
Last observed: Apr 17, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.