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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

CHRISTOPHER LEE BOGGS

Advisor at LPL FINANCIAL LLC

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f633e3eb-cf7c-45eb-245a-c81a3ed390d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 25, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Jul 31, 2000
First registration: Oct 25, 2005
Dual registered: yes, broker-dealer
IAPD individual key: 4221212

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 26, 2018	n/a	yes	BATON ROUGE, LA	Current employment
FIRST ALLIED ADVISORY SERVICES, INC.	Former SEC adviser	Mar 10, 2014	Nov 23, 2018	no	SAN DIEGO, CA\|BATON ROUGE, LA\|BATON ROUGE, LA\|SHREVEPORT, LA\|Plano, TX\|Atlanta, GA\|Little Rock, AR	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Oct 25, 2005	Mar 18, 2014	no	BATON ROUGE, LA\|SHREVEPORT, LA\|BATON ROUGE, LA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST ALLIED ADVISORY SERVICES, INC.	LPL FINANCIAL LLC	Nov 23, 2018	Nov 26, 2018	3	Firm change	Ibd to RIA
LPL FINANCIAL LLC	FIRST ALLIED ADVISORY SERVICES, INC.	Mar 18, 2014	Mar 10, 2014	-8	Firm change	Other

Relationships

Registered with (2)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Oct 25, 2005 to Mar 18, 2014factForm ADV
→ FIRST ALLIED ADVISORY SERVICES, INC.Registered adviserregistration: previous registration
Mar 10, 2014 to Nov 23, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f633e3eb-cf7c-45eb-245a-c81a3ed390d4
First observed: Oct 25, 2005
Last observed: Sep 14, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CHRISTOPHER LEE BOGGS

Advisor at LPL FINANCIAL LLC

BATON ROUGE, LA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f633e3eb-cf7c-45eb-245a-c81a3ed390d4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:54 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

LPL FINANCIAL LLC

Bd affiliated wealth

Nov 26, 2018

n/a

yes

BATON ROUGE, LA

Current employment

FIRST ALLIED ADVISORY SERVICES, INC.

Former SEC adviser

Mar 10, 2014

Nov 23, 2018

Previous registration

LPL FINANCIAL LLC

Bd affiliated wealth

Oct 25, 2005

Mar 18, 2014

BATON ROUGE, LA|SHREVEPORT, LA|BATON ROUGE, LA

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

FIRST ALLIED ADVISORY SERVICES, INC.

LPL FINANCIAL LLC

Nov 23, 2018

Nov 26, 2018

Firm change

Ibd to RIA

LPL FINANCIAL LLC

FIRST ALLIED ADVISORY SERVICES, INC.

Mar 18, 2014

Mar 10, 2014

-8

Firm change

Other