DFX Intelligence

M•••••• G•••••• F••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst30 years in industry

M•••••• G•••••• F••••••

Advisor at C••••••• P•••••••

Berwyn, PA | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:f6365e9e-04ea-7e21-87d7-3f8b102620a5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 14, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 18, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Sep 5, 2023	n/a	yes	OVERLAND PARK, KS\|Berwyn, PA	Current employment
K••••••••• A•••••••	Former SEC adviser	Feb 14, 2008	Sep 29, 2023	no	BERWYN, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K••••••••• A•••••••	C••••••• P•••••••	Sep 29, 2023	Sep 5, 2023	-24	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
145256:105348:PA:2023-09-29	Sep 29, 2023	Sep 5, 2023	BERWYN, PA	Firm change

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Sep 5, 2023 to presentfactForm ADV
→ K••••••••• A•••••••Registered adviserregistration: previous registration
Feb 14, 2008 to Sep 29, 2023factForm ADV

Dated events

Occurred
Sep 29, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6365e9e-04ea-7e21-87d7-3f8b102620a5
First observed: Feb 14, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.