DFX Intelligence

P••• 8• I••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 100m 1b

P••• 8• I••••••••• P•••••••• L••

CRD 169316

SAN F••••••CO, CA

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Search this name across graphsid dfx:ria:f63a56f9-36ba-9cbc-36fc-85ceae6d44b1

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:50 AM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 4
On other graphs: 1
Observed: Jan 15, 2016 to Mar 25, 2026
23 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

P••• 8• I••••••••• P•••••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.03 fund_share=0.5 institutional_share=0.47 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $568M••• Locked
Discretionary RAUM: $568M
Private client RAUM: $15.7Mderived••• Locked
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
L••• G••••• M••••• F••• L•	Hedge Fund	$69.4M	May 22, 2023	35	Jan 15, 2016	reported	021-205190
L••• G••••• F••• L•	Hedge Fund	$24.5M	Mar 25, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• S•••• J•••	CHIEF COMPLIANCE OFFICER	Na	yes	08/2019	Mar 25, 2020	Mar 25, 2024
E••••••• G•••••• D••••••	Member	D	yes	09/2013	Jan 15, 2016	Mar 25, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
T•• D•••••• C••••••• A• I••••••••• E•••••••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$568M	$665M	-14.6%	$568M	0.0%	5	5	0	0

Relationships

Advises (10)

→ P••• 8• V••••••• E••••••••• S••••••• F••• L•Private fundVenture Capital Fund, IA
Mar 30, 2023 to presentfactForm ADV
→ L••• G••••• L•••••••• L•Private fundOther Private Fund, IA
Mar 20, 2018 to presentfactForm ADV
→ P••• 8• G••••• E••••• F••• I•• L••Private fundVenture Capital Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ P••• 8• G••••• E••••• F••• I• L•

Dated events

Occurred
Mar 30, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$164M
Occurred
Mar 25, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 25, 2020
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jan 15, 2016
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f63a56f9-36ba-9cbc-36fc-85ceae6d44b1
First observed: Jan 15, 2016
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.