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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

BENIN MANAGEMENT CORP

CRD 110988

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f63c4d88-50e3-a1f0-4faf-ee5aa72e15bf

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 16, 2012 to Jul 1, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.87 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $659MItem 5.F on the latest filing (2026-07-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $659M
Private client RAUM: $574MderivedItem 5.D individuals plus high net worth individuals
Private client share: 87%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $330Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,059
Individual clients: 166
High net worth clients: 195
Custody, client assets: $62.4M
SEC number: 801-9326
CIK: 1352871
CRD: 110988
Filings on the tape: 28
First filed: Mar 16, 2012
Latest filed: Jul 1, 2026
Organised: Corporation, NY
Website: beninmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CHRISTOPHER ALAN BENIN	n/a	WILTON, CT	24	24	n/a	no
KAREN SUTTON BENIN	n/a	REDDING, CT	0	20	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BENIN, CHRISTOPHER, ALAN	CHIEF INVESTMENT OFFICER	E	yes	05/2011	Mar 16, 2012	Nov 14, 2024
BENIN, KAREN, SUTTON	CHIEF COMPLIANCE OFFICER	Na	yes	05/2010	Mar 16, 2012	Nov 14, 2024
BENIN, PETER, MICHAEL	PRESIDENT AND CHIEF EXECUTIVE OFFICER	Na	yes	05/1973	Mar 16, 2012	Nov 14, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Jan 19, 2026	$521M	$521M	3	2	0	n/a	n/a
2024	Jul 15, 2024	$489M	$489M	4	3	0	n/a	n/a
2023	Jul 18, 2023	$445M	$445M	4	3	0	n/a	n/a
2022	Jul 26, 2022	$418M	$418M	3	3	0	n/a	n/a
2021	Jul 23, 2021	$441M	$441M	3	3	0	n/a	n/a
2020	Jun 29, 2020	$345M	$345M	3	3	0	n/a	n/a
2019	Jul 19, 2019	$351M	$351M	3	3	0	n/a	n/a
2018	Jul 26, 2018	$332M	$332M	3	3	0	n/a	n/a
2017	Jul 21, 2017	$329M	$329M	3	3	n/a	n/a	n/a
2016	Jul 20, 2016	$322M	$322M	3	3	n/a	n/a	n/a
2015	Jul 22, 2015	$313M	$313M	3	3	n/a	n/a	n/a
2014	Jul 23, 2014	$279M	$279M	3	3	n/a	n/a	n/a
2013	Jul 26, 2013	$263M	$263M	3	3	n/a	n/a	n/a
2012	Jul 24, 2012	$240M	$240M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$659M	$489M	34.9%	$418M	16.4%	3	4	0	0

Relationships

Registered with (2)

← KAREN SUTTON BENINAdvisorregistration: current employment
Jan 30, 2026 to presentfactForm ADV
← CHRISTOPHER ALAN BENINAdvisorregistration: current employment
Oct 25, 2001 to presentfactForm ADV

Controls (3)

← BENIN, PETER, MICHAELOwnerPRESIDENT AND CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Mar 16, 2012 to Nov 14, 2024factForm ADV
← BENIN, CHRISTOPHER, ALANOwnerCHIEF INVESTMENT OFFICER, ownership code E, individual
Mar 16, 2012 to Nov 14, 2024factForm ADV
← BENIN, KAREN, SUTTONOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 16, 2012 to Nov 14, 2024factForm ADV

Dated events

Occurred
Jul 1, 2026
Regulatory AUM changed
Benin Management Corp reported RAUM $659.2M, up 27% from $521.0M (2026-01-19 to 2026-07-01)
Form ADVobserved 4 days ago
$138M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f63c4d88-50e3-a1f0-4faf-ee5aa72e15bf
First observed: Mar 16, 2012
Last observed: Jul 1, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

BENIN MANAGEMENT CORP

CRD 110988

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f63c4d88-50e3-a1f0-4faf-ee5aa72e15bf

Data as of Jul 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:21 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CHRISTOPHER ALAN BENIN

n/a

WILTON, CT

n/a

KAREN SUTTON BENIN

n/a

REDDING, CT

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BENIN, CHRISTOPHER, ALAN

CHIEF INVESTMENT OFFICER

yes

05/2011

Mar 16, 2012

Nov 14, 2024

BENIN, KAREN, SUTTON

CHIEF COMPLIANCE OFFICER

yes

05/2010

Mar 16, 2012

Nov 14, 2024

BENIN, PETER, MICHAEL

PRESIDENT AND CHIEF EXECUTIVE OFFICER

yes

05/1973

Mar 16, 2012

Nov 14, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Jan 19, 2026

$521M

n/a

2024

Jul 15, 2024

$489M

n/a

2023

Jul 18, 2023

$445M

n/a

2022

Jul 26, 2022

$418M

n/a

2021

Jul 23, 2021

$441M

n/a

2020

Jun 29, 2020

$345M

n/a

2019

Jul 19, 2019

$351M

n/a

2018

Jul 26, 2018

$332M

n/a

2017

Jul 21, 2017

$329M

n/a

2016

Jul 20, 2016

$322M

n/a

2015

Jul 22, 2015

$313M

n/a

2014

Jul 23, 2014

$279M

n/a

2013

Jul 26, 2013

$263M

n/a

2012

Jul 24, 2012

$240M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$659M

$489M

34.9%

$418M

16.4%