DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDWARD JONES
Merton, WI | Hartford, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDWARD JONES | National bd RIA | Nov 17, 2025 | n/a | yes | Hartford, WI|Merton, WI | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 5, 2024 | Feb 11, 2025 | no | GRAFTON, WI|BROOKFIELD, WI | Previous registration |
| EMPOWER ADVISORY GROUP, LLC | Bd affiliated wealth | Mar 7, 2022 | Oct 11, 2022 | no | GREENWOOD VILLAGE, CO|Chenequa, WI | Previous registration |
| HEARTLAND ADVISORS, INC. | Asset manager | Apr 8, 2003 | Oct 24, 2008 | no | MILWAUKEE, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | EDWARD JONES | Feb 11, 2025 | Nov 17, 2025 | 279 | Firm change | Ibd to ibd |
| EMPOWER ADVISORY GROUP, LLC | CETERA INVESTMENT ADVISERS LLC | Oct 11, 2022 | Jan 5, 2024 | 451 | Firm change after gap | Ibd to ibd |
| HEARTLAND ADVISORS, INC. | EMPOWER ADVISORY GROUP, LLC | Oct 24, 2008 | Mar 7, 2022 | 4,882 | Firm change after gap | Other |