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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

MELISSA MARIE SPOWAL

Advisor at MMA SECURITIES LLC

St. Louis, MO | Minneapolis, MN | Dallas, TX

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Search this name across graphsid dfx:ria:f64355bc-8852-7dd8-22e4-0cc9a08d283f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 20, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MMA SECURITIES LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jan 27, 1999
First registration: Sep 20, 2005
Dual registered: yes, broker-dealer
Other names: MOLLY TERRILL|MELISSA MARIE SPOWAL|MOLLY SPOWAL|MELISSA MARIE TERRILL
IAPD individual key: 3152419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MMA SECURITIES LLC	No RAUM reported	Apr 1, 2019	n/a	yes	St. Louis, MO\|Minneapolis, MN\|St. Louis, MO\|Dallas, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 30, 2010	Apr 23, 2019	no	FORT MILL, SC\|ST. LOUIS, MO\|BRYAN, OH	Previous registration
NRP ADVISORS, INC.	n/a	Apr 17, 2009	Nov 30, 2010	no	ST. LOUIS, MO\|BRYAN, OH	Previous registration
OSAIC FS, INC.	Former SEC adviser	Jul 17, 2006	Apr 24, 2009	no	LITTLE ROCK, AR\|CHESTERFIELD, MO	Previous registration
WINDWARD SECURITIES CORPORATION	n/a	Sep 20, 2005	Jul 25, 2006	no	CHESTERFIELD, MO\|CHESTERFIELD, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	MMA SECURITIES LLC	Apr 23, 2019	Apr 1, 2019	-22	Firm change	Other
NRP ADVISORS, INC.	LPL FINANCIAL LLC	Nov 30, 2010	Nov 30, 2010	0	Bulk transfer	Other
OSAIC FS, INC.	NRP ADVISORS, INC.	Apr 24, 2009	Apr 17, 2009	-7	Firm change	Other
WINDWARD SECURITIES CORPORATION	OSAIC FS, INC.	Jul 25, 2006	Jul 17, 2006	-8	Firm change	Other

Relationships

Registered with (5)

→ MMA SECURITIES LLCRegistered adviserregistration: current employment
Apr 1, 2019 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Nov 30, 2010 to Apr 23, 2019factForm ADV
→ NRP ADVISORS, INC.Registered adviserregistration: previous registration
Apr 17, 2009 to Nov 30, 2010factForm ADV
→ OSAIC FS, INC.Registered adviserregistration: previous registration
Jul 17, 2006 to Apr 24, 2009factForm ADV
→ WINDWARD SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 20, 2005 to Jul 25, 2006factForm ADV

Dated events

No dated event names this entity yet.