DFX Intelligence

I••••••••• A•••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

I••••••••• A•••• M•••••••••

I••••••••• A•••• M•••••••••, LLC, CRD 283109

TARZANA, CA

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Search this name across graphsid dfx:ria:f6442dcd-4852-fb62-80d1-495fb26a1f72

Data as of Mar 29, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 1
Observed: Feb 26, 2016 to Mar 29, 2019
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

I••••••••• A•••• M•••••••••

Private credit manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $82.5M••• Locked
Discretionary RAUM: $82.5M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M••• M••••• F••• L•••	Hedge Fund	$177M	Aug 22, 2016	8	Aug 18, 2015	dropped	021-999999
I•• C••••• O••••••••• M••••• F•••• L•	Hedge Fund	$36.7M	Mar 29, 2019

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
G••••••• N••••••• R•••••••••	CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER	Na	yes	06/2016	Jul 8, 2016	Mar 29, 2019
S•••••• T•••• A••••	MANAGING MEMBER, CIO AND CEO	E	yes	01/2016	Feb 26, 2016	Mar 29, 2019

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 29, 2019

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$82.5M	$154M	-46.5%	n/a	n/a	4	4	0	0

Relationships

Advises (3)

→ M••• 2••••••• 1•• L•Private fundHedge Fund, IA
Sep 1, 2017 to presentfactForm ADV
→ I•• C••••• O••••••••• M••••• F•••• L•Private fundHedge Fund, IA
Jul 23, 2012 to presentfactForm ADV
→ M••• M••••• F••• L•••Private fundHedge Fund, IA, no longer reported
Aug 18, 2015 to Aug 22, 2016factForm ADV

Controls (2)

Dated events

Occurred
Feb 26, 2016
Succession filed (Item 4)
I••••••••• A•••• M••••••••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Feb 26, 2016
First Form ADV filing
I••••••••• A•••• M••••••••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6442dcd-4852-fb62-80d1-495fb26a1f72
First observed: Feb 26, 2016
Last observed: Mar 29, 2019 91 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.