DFX Intelligence

B••••••• D•••• Z••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

B••••••• D•••• Z••••

Advisor at M•• S••••••••• L••

Fargo, ND | Boston, MA

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Search this name across graphsid dfx:ria:f6496441-096e-dffa-e30c-3d7db29a3272

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Nov 30, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• S••••••••• L••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Nov 23, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• S••••••••• L••	No RAUM reported	Mar 7, 2016	n/a	yes	Boston, MA\|Fargo, ND	Current employment
C•••••••• F•••••••• G•••• A•••••••	Former SEC adviser	Sep 12, 2011	Mar 24, 2016	no	FARGO, ND\|Birmingham, AL\|FARGO, ND

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• F•••••••• G•••• A•••••••	M•• S••••••••• L••	Mar 24, 2016	Mar 7, 2016	-17	Firm change	Other
T••••••• I••••••••• M••••••••• I•••	C•••••••• F•••••••• G•••• A•••••••	Jul 15, 2011	Sep 12, 2011

Relationships

Registered with (3)

→ M•• S••••••••• L••Registered adviserregistration: current employment
Mar 7, 2016 to presentfactForm ADV
→ C•••••••• F•••••••• G•••• A•••••••Registered adviserregistration: previous registration
Sep 12, 2011 to Mar 24, 2016factForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2009 to Jul 15, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6496441-096e-dffa-e30c-3d7db29a3272
First observed: Nov 30, 2009
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.