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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

BRENDA ROSE ASLYN

Advisor at OSAIC INSTITUTIONS, INC.

MERIDEN, CT | EAGAN, MN | Eagan, MN

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Search this name across graphsid dfx:ria:f6529bcc-d0f0-44b7-a9e2-a3494178cc1b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 31, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC INSTITUTIONS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 10, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63|S65
First exam: Oct 10, 2003
First registration: Jan 31, 2014
Dual registered: yes, broker-dealer
Other names: BRENDA BRISK|BRENDA ROSE ASLYN|Brenda Aslyn|BRENDA R ASLYN
IAPD individual key: 2855617

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Apr 28, 2026	n/a	yes	EAGAN, MN\|MERIDEN, CT\|Eagan, MN	Current employment
WELLS FARGO ADVISORS	Wirehouse	Feb 15, 2024	Apr 29, 2026	no	EDINA, MN\|WAYZATA, MN\|MINNEAPOLIS, MN	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Dec 3, 2016	May 20, 2019	no	TWO HARBORS, MN\|Duluth, MN\|Hastings, MN\|RIVER FALLS, WI\|WOODBURY, MN	Previous registration
USADVISORS WEALTH MANAGEMENT, LLC	Independent wealth	Apr 1, 2016	Dec 1, 2016	no	TWO HARBORS, MN	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jan 31, 2014	Apr 28, 2016	no	DULUTH, MN\|TWO HARBORS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	OSAIC INSTITUTIONS, INC.	Apr 29, 2026	Apr 28, 2026	-1	Firm change	Wirehouse to ibd
SECURITIES AMERICA ADVISORS, INC.	WELLS FARGO ADVISORS	May 20, 2019	Feb 15, 2024	1,732	Firm change after gap	Ibd to wirehouse
USADVISORS WEALTH MANAGEMENT, LLC	SECURITIES AMERICA ADVISORS, INC.	Dec 1, 2016	Dec 3, 2016	2	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	USADVISORS WEALTH MANAGEMENT, LLC	Apr 28, 2016	Apr 1, 2016	-27	Firm change	Other

Relationships

Registered with (4)

→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: current employment
Apr 28, 2026 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Feb 15, 2024 to Apr 29, 2026factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Dec 3, 2016 to May 20, 2019factForm ADV
→ USADVISORS WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 1, 2016 to Dec 1, 2016factForm ADV

Dated events

Occurred
Apr 29, 2026
Advisor changed firm
Brenda Rose Aslyn left Wells Fargo Advisors for Osaic Institutions, Inc. (registered 2026-04-28)
Form ADVobserved 5 days ago