DFX Intelligence

G•••••• S••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

G•••••• S••••• P•••••

Advisor at S••••• A•••••••• L••

SAN F••••••••, CA

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Search this name across graphsid dfx:ria:f6530c0b-8407-b023-8489-6a3d6a2805e5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 9, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• A•••••••• L••	Independent wealth	Feb 19, 2015	n/a	yes	SAN F••••••••, CA	Current employment
S•• F•••••••• S••••• I••••••••• G••••	Former SEC adviser	May 5, 2015	May 28, 2019	no	SAN F••••••••, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• F•••••••• S••••• I••••••••• G••••	n/a	May 28, 2019	n/a	n/a	Departure no registered destination	Departure
D••••••• B••• S••••••••• I•••	S••••• A•••••••• L••	Feb 10, 2015	Feb 19, 2015	9

Team moves

••• Locked

Team	Left	Joined	From	Kind
2525:174042:CA:2015-02-10	Feb 10, 2015	Feb 19, 2015	SAN F••••••••, CA	Firm change

Relationships

Registered with (3)

→ S••••• A•••••••• L••Registered adviserregistration: current employment
Feb 19, 2015 to presentfactForm ADV
→ S•• F•••••••• S••••• I••••••••• G••••Registered adviserregistration: previous registration
May 5, 2015 to May 28, 2019factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Jun 18, 2001 to Feb 10, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6530c0b-8407-b023-8489-6a3d6a2805e5
First observed: Jun 18, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.