D••••• I•••••••

Advisor at C•• A•••• M••••••••• G••••

NAPLES, FL | Charlotte, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Nov 2, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• A•••• M••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• A•••• M••••••••• G••••	Independent wealth	Jan 6, 2023	n/a	yes	NAPLES, FL\|Charlotte, NC	Current employment
F•••• T•••• S••••••••• I•••	Bd affiliated wealth	Sep 30, 2020	Jan 6, 2023	no	RALEIGH, NC\|WAKE FOREST, NC\|RALEIGH, NC\|GARNER, NC\|RALEIGH, NC\|CARY, NC\|CORNELIUS, NC\|DAVIDSON, NC\|RALEIGH, NC\|CHAPEL HILL, NC\|CORNELIUS, NC\|CHARLOTTE, NC\|WAKE FOREST, NC\|RALEIGH, NC\|RALEIGH, NC\|RALEIGH, NC\|DURHAM, NC\|RALEIGH, NC\|RALEIGH, NC\|CHAPEL HILL, NC\|DURHAM, NC\|CHARLOTTE, NC\|RALEIGH, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• T•••• S••••••••• I•••	C•• A•••• M••••••••• G••••	Jan 6, 2023	Jan 6, 2023	0	Firm change	Ibd to RIA
B••• S••••••••• L••	F•••• T•••• S••••••••• I•••	Sep 14, 2020	Sep 30, 2020

Relationships

Registered with (3)

→ C•• A•••• M••••••••• G••••Registered adviserregistration: current employment
Jan 6, 2023 to presentfactForm ADV
→ F•••• T•••• S••••••••• I•••Registered adviserregistration: previous registration
Sep 30, 2020 to Jan 6, 2023factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
Jun 7, 2018 to Sep 14, 2020factForm ADV

Dated events

Order

Occurred
6 Jan 2023
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 2, 2016
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.