DFX Intelligence

C•• A•••• M••••••••• G••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 1b 10b

C•• A•••• M••••••••• G••••

C•• A•••• M••••••••• G••••, LLC, CRD 158940

N•••••, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Jul 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:41 PM UTC and rebuilt at most every 15 minutes.

Relationships: 83
Dated events: 28
On other graphs: 0
Observed: Apr 30, 2014 to Jul 16, 2026
81 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $4.5B••• Locked
Discretionary RAUM: $4.3B
Private client RAUM: $4.3Bderived••• Locked
Private client share: 94%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 50
RAUM per advisor: $90.3Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• N••• B•••••	n/a	N•••••, FL	14	21	5	no
B••••• M•••••• F•••••••	n/a	N•••••, FL	14	21

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C• S•••••• O••••••••• F•••• L•	Hedge Fund	$13.9M	Jul 16, 2026	26	Mar 29, 2022	reported	021-316329
G••••• N•• L•••••• F•••• L•	Hedge Fund	$9.9M	Jul 16, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••• W••••••• N•••	MANAGING MEMBER	Na	yes	08/2011	Jul 16, 2026	Jul 16, 2026
C•• H•••••••• L••	Owner	E	yes	01/2022	Jul 16, 2026	Jul 16, 2026

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C• I••••••••• L••	n/a	Former SEC adviser	$32.8M	N	yes	n/a
5•• A••••• B••••••••• L••	n/a	n/a	n/a	N	yes	n/a
C••••• R•••• C•••••• L••

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Charlotte	Nc	United States	5	no
NEW ORLEANS	La	United States	1	no
Cary	Nc	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
4	1	3	2.0%	0	0	0	9	3

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$4.5B	$3.3B	35.1%	$2.2B	27.5%	67	52	4	3

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B••• C•••••• A•••••••• L••	2	May 5, 2025	Jan 15, 2025	N•••••, FL	Team lift out	RIA to RIA	100.0%
C•• N•••••• L••	2	Dec 31, 2022	Jan 1, 2026

Relationships

showing 80 of 83

Registered with (57)

← M••• R••••• S••••Advisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← J•••• M•••••• K•••••Advisorregistration: current employment
Sep 10, 2026 to presentfactForm ADV
← B•••• D•••• B••••••••Advisorregistration: current employment
Aug 5, 2026 to presentfactForm ADV
← P•••••• A• H•••••

Dated events

7 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
16 Jul 2026
Ria office opened2 events
C•• A•••• M••••••••• G••••: ria office opened, 2 events, on 16 Jul 2026
- ••• Locked
- ••• Locked
Occurred
16 Jul 2026
Private fund first reported2 events
Private fund first reported: 2 on 16 Jul 2026
$9.9M
- ••• Locked$9.9M
- ••• Locked
Occurred
16 Jul 2026
Ria office closed
••• Locked
Form ADV
Occurred
16 Mar 2026
Advisor changed firm
••• Locked
Form ADV
Occurred
1 Jul 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 30, 2014
Last observed: Jul 16, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 25 rows

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• H••••• M••••••	n/a	N•••••, FL	8	11	n/a	no
J••••• A•••••• T•••••••••	n/a	N•••••, FL	8	40	1	no
M•••••• S•••• M•••••	n/a	Charlotte, NC \| N•••••, FL	7	26	5	no
T••• F••••••• S••••••	n/a	N•••••, FL	7	14	1	no
J•••• E• L•••	Certified Financial Planner	N•••••, FL	7	20	2	no
K•••• A•••••••• V•••••• M••••••	n/a	N•••••, FL	6	10	n/a	no
J••• P••••• F•••	Chartered Financial Analyst	N•••••, FL	6	32	3	no
L••• J••••• T•••••	Certified Financial Planner	N•••••, FL \| Cary, NC	5	26	3	no
K••••••• R••• K••	n/a	N•••••, FL	5	24	4	yes
T•••• J••••• K•••••	n/a	N•••••, FL	4	13	n/a	no
M•••••• E••••• H•••••	n/a	N•••••, FL	4	10	n/a	no
L••• M•••••• M•••••••	n/a	Omaha, NE \| N•••••, FL	4	13	n/a	no
P••••••• W••••• I•••••••	n/a	Nashville, TN \| N•••••, FL	4	26	2	no
D••••• B•••• H•••••	Certified Financial Planner	N•••••, FL \| Jacksonville, FL	4	19	2	no
D••••• I•••••••	Certified Financial Planner	N•••••, FL \| Charlotte, NC	3	12	3	no

All 12 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
W•••••• G•••••• A••••	OWNER/MANAGER	E	yes	01/2023	Mar 28, 2024	Nov 8, 2024
G••••••• 1••• L••	PROFIT OWNERSHIP INTEREST	A	no	01/2023	Jul 16, 2026	Jul 16, 2026

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$396M	$339M	23	15	n/a	n/a	n/a
2014	Feb 23, 2015	$249M	$199M	7	7	n/a	3	$97.1M