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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

JOHNNY MALOY BURKETT

Advisor at LPL FINANCIAL LLC

OAKWOOD, GA | STOCKBRIDGE, GA | HELEN, GA | CLEVELAND, GA | GAINESVILLE, GA

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Search this name across graphsid dfx:ria:f65f15dc-e28f-ed86-bcb1-a2cacea28600

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 30, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Nov 30, 1998
First registration: Apr 14, 2003
Dual registered: yes, broker-dealer
Other names: JAY BURKETT|JOHNNY M (III) BURKETT
IAPD individual key: 3122971

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 14, 2018	n/a	yes	CLEVELAND, GA\|GAINESVILLE, GA\|GAINESVILLE, GA\|GAINESVILLE, GA\|OAKWOOD, GA\|HELEN, GA\|STOCKBRIDGE, GA	Current employment
INVEST FINANCIAL CORPORATION	Former SEC adviser	Jul 27, 2009	Feb 14, 2018	no	HELEN, GA\|MURRAYVILLE, GA\|GAINESVILLE, GA\|GAINESVILLE, GA\|LULA, GA\|OAKWOOD, GA\|APPLETON, WI\|CLEVELAND, GA\|GAINESVILLE, GA\|APPLETON, WI	Previous registration
FIRST LEGACY SECURITIES, LLC	n/a	Aug 8, 2007	Jul 23, 2009	no	CLEVELAND, GA\|BLAIRSVILLE, GA\|GAINESVILLE, GA\|CLEVELAND, GA\|OAKWOOD, GA\|GAINESVILLE, GA	Previous registration
CROW FINANCIAL ADVISORS	Former SEC adviser	Jul 19, 2004	Aug 10, 2007	no	CLEVELAND, GA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 14, 2003	Jul 19, 2004	no	CLEVELAND, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVEST FINANCIAL CORPORATION	LPL FINANCIAL LLC	Feb 14, 2018	Feb 14, 2018	0	Bulk transfer	Other
FIRST LEGACY SECURITIES, LLC	INVEST FINANCIAL CORPORATION	Jul 23, 2009	Jul 27, 2009	4	Firm change	Other
CROW FINANCIAL ADVISORS	FIRST LEGACY SECURITIES, LLC	Aug 10, 2007	Aug 8, 2007	-2	Firm change	Other
LPL FINANCIAL LLC	CROW FINANCIAL ADVISORS	Jul 19, 2004	Jul 19, 2004	0	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 14, 2003 to Jul 19, 2004factForm ADV
→ INVEST FINANCIAL CORPORATIONRegistered adviserregistration: previous registration
Jul 27, 2009 to Feb 14, 2018factForm ADV
→ FIRST LEGACY SECURITIES, LLCRegistered adviserregistration: previous registration
Aug 8, 2007 to Jul 23, 2009factForm ADV
→ CROW FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Jul 19, 2004 to Aug 10, 2007factForm ADV

Dated events

No dated event names this entity yet.