DFX Intelligence

L••••• A•• E•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

L••••• A•• E•••••••••

Advisor at H•••••• I••••••••• I•••

Madison, WI

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Search this name across graphsid dfx:ria:f6620d3d-7256-c650-688b-f1ab7579b5b3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Nov 9, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H•••••• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 13, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H•••••• I••••••••• I•••	Independent wealth	Nov 2, 2018	n/a	yes	Madison, WI	Current employment
I••••••••• A••••• I••••••••• M••••••••• L••	Bd affiliated wealth	Jan 10, 2018	Nov 19, 2018	no	MADISON, WI\|ORLANDO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I••••••••• A••••• I••••••••• M••••••••• L••	H•••••• I••••••••• I•••	Nov 19, 2018	Nov 2, 2018	-17	Firm change	Ibd to RIA
H• B•••• I•••	I••••••••• A••••• I••••••••• M••••••••• L••	Dec 31, 2017	Jan 10, 2018

Relationships

Registered with (7)

→ H•••••• I••••••••• I•••Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 10, 2018 to Nov 19, 2018factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
Aug 4, 2016 to Dec 31, 2017factForm ADV
→ I•••••••• C•••••• A•••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6620d3d-7256-c650-688b-f1ab7579b5b3
First observed: Nov 9, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.