DFX Intelligence

P•••••• R•••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner35 years in industry

P•••••• R•••••• E••••

Advisor at V•••• F•••••••• A•••••••• L••

Estero, FL | CARMEL, IN

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Search this name across graphsid dfx:ria:f66325be-26c6-3938-095a-1922f7c35fa4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: May 17, 2002 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P•••••• R•••••• E••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••• F•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 9, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••• F•••••••• A•••••••• L••	Independent wealth	May 28, 2003	n/a	yes	CARMEL, IN\|Estero, FL	Current employment
T•• V•••• F•••••••• G••••• L••	n/a	May 17, 2002	Dec 31, 2003	no	INDIANAPOLIS, IN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• V•••• F•••••••• G••••• L••	V•••• F•••••••• A•••••••• L••	Dec 31, 2003	May 28, 2003	-217	Firm change after gap	Other

Relationships

Registered with (2)

→ V•••• F•••••••• A•••••••• L••Registered adviserregistration: current employment
May 28, 2003 to presentfactForm ADV
→ T•• V•••• F•••••••• G••••• L••Registered adviserregistration: previous registration
May 17, 2002 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f66325be-26c6-3938-095a-1922f7c35fa4
First observed: May 17, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.