DFX Intelligence

C••••••••• J••• B•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)37 years in industry

C••••••••• J••• B•••••••••

Advisor at L•• F•••••••• L••

ELLENDALE, ND | FARGO, ND

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f667c383-6a31-7e08-327b-604102a9efe7

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Apr 24, 1992 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 27, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Nov 29, 2017	n/a	yes	ELLENDALE, ND\|FARGO, ND	Current employment
I•• G•••• W••••• M••••••••• L••	Former SEC adviser	Dec 13, 2021	Sep 23, 2024	no	DENVER, CO\|Fargo, ND

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I•• G•••• W••••• M••••••••• L••	n/a	Sep 23, 2024	n/a	n/a	Departure no registered destination	Departure
I••••••••• C•••••• O• A••••••• I•••	L•• F•••••••• L••	Nov 29, 2017	Nov 29, 2017	0

Team moves

••• Locked

Team	Left	Joined	From	Kind
110518:16443:ND:2015-12-01	Dec 1, 2015	Dec 2, 2015	FARGO, ND	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ I•• G•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 13, 2021 to Sep 23, 2024factForm ADV
→ I••••••••• C•••••• O• A••••••• I•••Registered adviserregistration: previous registration
Dec 2, 2015 to Nov 29, 2017factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 23, 2024
Advisor departed, no destination yet
••• Locked
Form ADVobserved 8 days ago

Show 1 bookkeeping events

Occurred
Sep 21, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f667c383-6a31-7e08-327b-604102a9efe7
First observed: Apr 24, 1992
Last observed: Sep 22, 2026 32 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.