DFX Intelligence

D•••• M•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D•••• M•••••• C••••

Advisor at Q••••• P••••••• I••••••••• M•••••••••

Evergreen, CO | SARATOGA SPRINGS, NY

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Search this name across graphsid dfx:ria:f6770033-3cb8-055d-5e60-4b16f3f711b0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Jun 12, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Q••••• P••••••• I••••••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Q••••• P••••••• I••••••••• M•••••••••	Independent wealth	Sep 4, 2026	n/a	yes	Evergreen, CO\|SARATOGA SPRINGS, NY	Current employment
A••••• A•• P••••••• S•••••••	Bd affiliated wealth	Mar 21, 2006	Apr 9, 2025	no	DENVER, CO\|Glendale, CO\|CHARLOTTE, NC\|DENVER, CO\|BOULDER, CO\|Glendale, CO\|Broomfield, CO\|Boulder, CO\|Evergreen, CO\|Albuquerque, NM\|Glendale, CO\|Evergreen, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• A•• P••••••• S•••••••	Q••••• P••••••• I••••••••• M•••••••••	Apr 9, 2025	Sep 4, 2026	513	Firm change after gap	Ibd to RIA
M••••• S•••••• D• I•••	A••••• A•• P••••••• S•••••••	May 18, 2004	Mar 21, 2006

Relationships

Registered with (3)

→ Q••••• P••••••• I••••••••• M•••••••••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ A••••• A•• P••••••• S•••••••Registered adviserregistration: previous registration
Mar 21, 2006 to Apr 9, 2025factForm ADV
→ M••••• S•••••• D• I•••Registered adviserregistration: previous registration
Jun 12, 2003 to May 18, 2004factForm ADV

Dated events

Occurred
Apr 9, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6770033-3cb8-055d-5e60-4b16f3f711b0
First observed: Jun 12, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.