J••• L• G••••••

Advisor at S•••••• F•••••••• G••••• L•••••

Cottonwood Heights, UT | AKRON, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6822100-ecd9-d45a-0942-995d1e4f51b5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:27 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• G••••• L•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• G••••• L•••••	Independent wealth	Jul 15, 2025	n/a	yes	Cottonwood Heights, UT\|AKRON, OH	Current employment
T•• M••••• W••••• G••••	Former SEC adviser	Nov 4, 2016	Oct 22, 2025	no	Lake Oswego, OR

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•• M••••• W••••• G••••	S•••••• F•••••••• G••••• L•••••	Oct 22, 2025	Jul 15, 2025	-99	Firm change after gap	RIA to RIA
C••••• A•••••• N••••••• L••	T•• M••••• W••••• G••••	Nov 3, 2016	Nov 4, 2016

Relationships

Registered with (3)

→ S•••••• F•••••••• G••••• L•••••Registered adviserregistration: current employment
Jul 15, 2025 to presentfactForm ADV
→ T•• M••••• W••••• G••••Registered adviserregistration: previous registration
Nov 4, 2016 to Oct 22, 2025factForm ADV
→ C••••• A•••••• N••••••• L••Registered adviserregistration: previous registration
Aug 9, 2002 to Nov 3, 2016factForm ADV

Dated events

Occurred
Oct 22, 2025
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6822100-ecd9-d45a-0942-995d1e4f51b5
First observed: Aug 9, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.