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Reading the graph
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Advisor at I••••••••• F•••••••• G••••• L••
WESTLAKE VILLAGE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| I••••••••• F•••••••• G••••• L•• | Bd affiliated wealth | Oct 9, 2020 | n/a | yes | WESTLAKE VILLAGE, CA | Current employment |
| B••• • C•••••• | I•••••••••_WEALTH | Aug 25, 2020 | Feb 15, 2021 | no | BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| B••• • C•••••• | I••••••••• F•••••••• G••••• L•• | Feb 15, 2021 | Oct 9, 2020 | -129 | Firm change after gap | RIA to RIA |
| L••• W••••• M••••••••• L•• | B••• • C•••••• | Dec 31, 2020 | Aug 25, 2020 |
| L••• W••••• M••••••••• L•• | n/a | Jul 7, 2020 | Dec 31, 2020 | no | WESTLAKE VILLAGE, CA | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 7, 2002 | Jul 27, 2020 | no | WESTLAKE VILLAGE, CA | Previous registration |
| -128 |
| Firm change after gap |
| Other |
| L•• F•••••••• L•• | L••• W••••• M••••••••• L•• | Jul 27, 2020 | Jul 7, 2020 | -20 | Firm change | Other |