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RIA / WealthAdvisor27 years in industry

KASEY LEANNE RING

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | HEBER CITY, UT

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Search this name across graphsid dfx:ria:f68dd5cb-7d75-5323-6876-b42b59095a86

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:32 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 6, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S66
First exam: Oct 3, 2008
First registration: Oct 6, 2008
Dual registered: no
Other names: KASEY L RING
IAPD individual key: 5575632

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 7, 2025	n/a	yes	SAN DIEGO, CA\|HEBER CITY, UT	Current employment
UPWARD PERSONAL FINANCE	n/a	Dec 8, 2015	Dec 31, 2018	no	HEBER CITY, UT	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Feb 18, 2015	no	PARK CITY, UT	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 14, 2009	Oct 1, 2012	no	PARK CITY, UT	Previous registration
EDWARD JONES	National bd RIA	Oct 6, 2008	Jan 7, 2009	no	PARK CITY, UT\|ST LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UPWARD PERSONAL FINANCE	LPL FINANCIAL LLC	Dec 31, 2018	Apr 7, 2025	2,289	Firm change after gap	Other
J.P. MORGAN SECURITIES LLC	UPWARD PERSONAL FINANCE	Feb 18, 2015	Dec 8, 2015	293	Firm change	Other
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other
EDWARD JONES	CHASE INVESTMENT SERVICES CORP.	Jan 7, 2009	Dec 14, 2009	341	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Apr 7, 2025 to presentfactForm ADV
→ UPWARD PERSONAL FINANCERegistered adviserregistration: previous registration
Dec 8, 2015 to Dec 31, 2018factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to Feb 18, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 14, 2009 to Oct 1, 2012factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Oct 6, 2008 to Jan 7, 2009factForm ADV

Dated events

No dated event names this entity yet.