DFX Intelligence

J•••• D•• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

J•••• D•• C••••••

Advisor at W•••••• S••••••••• I•••

Greensboro, NC

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Search this name across graphsid dfx:ria:f69065cb-ac3a-7685-6ba9-4095a7538a99

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 31, 2001 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 20, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W•••••• S••••••••• I•••	Bd affiliated wealth	Sep 4, 2026	n/a	yes	Greensboro, NC	Current employment
U•• F•••••••• S••••••• I•••	Wirehouse	Feb 18, 2011	n/a	yes	GREENSBORO, NC\|Greensboro, NC	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U•• F•••••••• S••••••• I•••	W•••••• S••••••••• I•••	Sep 15, 2026	Sep 4, 2026	-11	Firm change	Wirehouse to ibd
M••••• S••••••	U•• F•••••••• S••••••• I•••	Feb 24, 2011	Feb 18, 2011

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:877:NC:2026-09-15	Sep 15, 2026	Sep 16, 2026	GREENSBORO, NC	Firm change

Relationships

Registered with (5)

→ W•••••• S••••••••• I•••Registered adviserregistration: current employment
Sep 4, 2026 to presentfactForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: current employment
Feb 18, 2011 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Feb 24, 2011factForm ADV
→ M••••• S•••••• • C•• L••Registered adviser

Dated events

Occurred
Sep 15, 2026
Advisor changed firm
••• Locked
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f69065cb-ac3a-7685-6ba9-4095a7538a99
First observed: Dec 31, 2001
Last observed: Sep 16, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.