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Reading the graph
Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
SOUTHLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Dec 2, 2022 | n/a | yes | SOUTHLAKE, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | May 17, 2017 | Dec 8, 2022 | no | FORT WORTH, TX|NORTH RICHLAND HILLS, TX|NORTH RICHLAND HILLS, TX|NORTH RICHLAND HILLS, TX|FORT WORTH, TX|FORT WORTH, TX|BEDFORD, TX|COLLEYVILLE, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Dec 8, 2022 | Dec 2, 2022 | -6 | Firm change | Wirehouse to ibd |