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Advisor at RFG ADVISORY, LLC
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RFG ADVISORY, LLC | Independent wealth | Aug 9, 2011 | n/a | yes | BIRMINGHAM, AL | Current employment |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jun 28, 2004 | Aug 8, 2011 | no | BIRMINGHAM, AL | Previous registration |
| OSAIC FA, INC. | Former SEC adviser | Dec 5, 2003 | Jun 30, 2004 | no | BIRMINGHAM, AL | Previous registration |
| VERAVEST INVESTMENT ADVISORS, INC. | n/a | May 7, 2003 | Dec 12, 2003 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SECURITIES AMERICA ADVISORS, INC. | RFG ADVISORY, LLC | Aug 8, 2011 | Aug 9, 2011 | 1 | Firm change | Other |
| OSAIC FA, INC. | SECURITIES AMERICA ADVISORS, INC. | Jun 30, 2004 | Jun 28, 2004 | -2 | Firm change | Other |
| VERAVEST INVESTMENT ADVISORS, INC. | OSAIC FA, INC. | Dec 12, 2003 | Dec 5, 2003 | -7 | Firm change | Other |