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Advisor at DUBLIN WEALTH MANAGEMENT, INC.
BIRMINGHAM, AL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DUBLIN WEALTH MANAGEMENT, INC. | Former SEC adviser | Jan 24, 2023 | n/a | yes | BIRMINGHAM, AL | Current employment |
| DUBLIN WEALTH MANAGEMENT, INC. | Former SEC adviser | May 18, 2010 | Dec 31, 2022 | no | HOOVER, AL|HOOVER, AL | Previous registration |
| AURA ASSET MANAGEMENT, INC. | n/a | Apr 9, 2007 | Dec 31, 2010 | no | BIRMINGHAM, AL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AURA ASSET MANAGEMENT, INC. | DUBLIN WEALTH MANAGEMENT, INC. | Dec 31, 2010 | May 18, 2010 | -227 | Firm change after gap | Other |