DFX Intelligence

M•••• L••• P••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

M•••• L••• P••••••••

Advisor at P•••••• P•••••••

HARTLAND, WI

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Search this name across graphsid dfx:ria:f6b54203-f376-5688-b4b4-7b0cbb617caa

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 29, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 16, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• P•••••••	Independent wealth	May 27, 2020	n/a	yes	HARTLAND, WI	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Jul 6, 2009	Dec 14, 2009	no	DELAFIELD, WI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	P•••••• P•••••••	Dec 14, 2009	May 27, 2020	3,817	Firm change after gap	Other
M•• I•••••••• S•••••••• L••	N••• F•••••••• G••••• I•••	Jun 16, 2009	Jul 6, 2009

Relationships

Registered with (3)

→ P•••••• P•••••••Registered adviserregistration: current employment
May 27, 2020 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Jul 6, 2009 to Dec 14, 2009factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 29, 2009 to Jun 16, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6b54203-f376-5688-b4b4-7b0cbb617caa
First observed: Apr 29, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.