DFX Intelligence

B•• C•••••• M••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserother adviserSEC registeredRAUM 1b 10b

B•• C•••••• M••••••••• I•••

CRD 120006

BLOOMINGTON, MN

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Search this name across graphsid dfx:ria:f6c62d27-19a0-fa0f-7ff3-f1c8c49121e8

Data as of Jan 21, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Dec 19, 2011 to Jan 21, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: other adviserderivedprivate_client_share=0.03 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.1B••• Locked
Discretionary RAUM: $0
Private client RAUM: $81.3Mderived••• Locked
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $1.0Bderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P•••••• D•••••	n/a	BLOOMINGTON, MN	3	21	n/a	no
E••• C••• J••••• S••••••	Chartered Financial Analyst	BLOOMINGTON, MN	0	15

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
M••••••• C••••••• M••••••	PRESIDENT/CEO	E	yes	03/2002	Dec 19, 2011	Jan 30, 2024
D•••••• P••••••	Cco	Na	no	08/2022	Jan 12, 2023	Jan 30, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.1B	$3.5B	-10.2%	$4.9B	-14.0%	5	5	0	0

Relationships

Registered with (3)

← E••• C••• J••••• S••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← E••• M•••••• S••••••Advisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← P•••••• D•••••Advisorregistration: current employment
Nov 2, 2022 to presentfactForm ADV

Controls (1)

Dated events

Occurred
Jan 28, 2022
Regulatory AUM changed
B•• C•••••• M••••••••• I••• reported RAUM $5.4B, up 39% from $3.9B (2021-01-26 to 2022-01-28)
Form ADVobserved 7 days ago
$1.5B
Occurred
Jun 24, 2020
Control person left
Robert Gary Walen (Vp/Cfo/Cco) no longer on Schedule A of B•• C•••••• M••••••••• I••• (listed 2020-01-27, absent 2020-06-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6c62d27-19a0-fa0f-7ff3-f1c8c49121e8
First observed: Dec 19, 2011
Last observed: Jan 21, 2026 8 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.