DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at C•••••••• G••••• M•••••• I•••
NEW YORK, NY | Miami, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| C•••••••• G••••• M•••••• I••• | Bd affiliated wealth | Apr 8, 2025 | n/a | yes | Miami, FL|NEW YORK, NY | Current employment |
| T••••• A••••••• S•••••••• I••• | Bd affiliated wealth | Jan 25, 2021 | Mar 13, 2025 | no | CORAL GABLES, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| T••••• A••••••• S•••••••• I••• | C•••••••• G••••• M•••••• I••• | Mar 13, 2025 | Apr 8, 2025 | 26 | Firm change | Ibd to ibd |
| T• A••••••••• I••• | T••••• A••••••• S•••••••• I••• | Jan 11, 2021 | Jan 25, 2021 |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Sep 25, 2020 | Dec 31, 2020 | no | CORAL GABLES, FL | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Sep 24, 2020 | Jan 11, 2021 | no | Coral Gables, FL | Previous registration |
| 14 |
| Firm change |
| Other |
| T• A••••••••• I••••••••• M••••••••• L•• | T••••• A••••••• S•••••••• I••• | Dec 31, 2020 | Jan 25, 2021 | 25 | Firm change | RIA to ibd |