DFX Intelligence

R•••• M•••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)41 years in industry

R•••• M•••••• S••••

Advisor at M••••• S••••••

Jericho, NY

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Search this name across graphsid dfx:ria:f6dc969c-600d-180c-205d-df220a70a811

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 15, 1991 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 27, 1984earliest registration or exam on IAPD
Years in industry: 41derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Aug 7, 2020	n/a	yes	Jericho, NY	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 1, 2003	Aug 11, 2020	no	MELVILLE, NY\|MELVILLE, NY\|MELVILLE, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	M••••• S••••••	Aug 11, 2020	Aug 7, 2020	-4	Firm change	Wirehouse to wirehouse
P••••••••• E••••• G••••• L••	W•••• F•••• A•••••••	Jul 1, 2003	Jul 1, 2003

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:149777:NY:2020-08-11	Aug 11, 2020	Aug 7, 2020	MELVILLE, NY	Firm change

Relationships

Registered with (3)

→ M••••• S••••••Registered adviserregistration: current employment
Aug 7, 2020 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 1, 2003 to Aug 11, 2020factForm ADV
→ P••••••••• E••••• G••••• L••Registered adviserregistration: previous registration
Oct 15, 1991 to Jul 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6dc969c-600d-180c-205d-df220a70a811
First observed: Oct 15, 1991
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.