C•••••• K•••

Advisor at W••••• M••••••••• A•••••••• L••

GREENVILLE, SC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f6dda6c1-84d5-7881-be3a-0a97c43b163a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 30, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W••••• M••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
W••••• M••••••••• A•••••••• L••	Independent wealth	Jun 4, 2024	n/a	yes	GREENVILLE, SC	Current employment
M••••• S••••••	Wirehouse	Nov 30, 2017	Jun 10, 2024	no	Charlotte, NC\|Greenville, SC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	W••••• M••••••••• A•••••••• L••	Jun 10, 2024	Jun 4, 2024	-6	Firm change	Wirehouse to RIA

Relationships

Registered with (2)

→ W••••• M••••••••• A•••••••• L••Registered adviserregistration: current employment
Jun 4, 2024 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 30, 2017 to Jun 10, 2024factForm ADV

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6dda6c1-84d5-7881-be3a-0a97c43b163a
First observed: Nov 30, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.