DFX Intelligence

J••• M••• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor19 years in industry

J••• M••• W••••••

Advisor at C••••• C•••••• P•••••••• L••

SAN DIEGO, CA | Port Charlotte, FL

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Search this name across graphsid dfx:ria:f6ea908e-c96e-a0fb-2d80-7b3663e7ecba

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:03 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 1, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• C•••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• C•••••• P•••••••• L••	Independent wealth	Sep 24, 2025	n/a	yes	Port Charlotte, FL\|SAN DIEGO, CA	Current employment
3•• A•••••••• L••	n/a	Sep 23, 2015	Dec 31, 2023	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
3•• A•••••••• L••	C••••• C•••••• P•••••••• L••	Dec 31, 2023	Sep 24, 2025	633	Firm change after gap	Other
H• B•••• I•••	3•• A•••••••• L••	Sep 4, 2015	Sep 23, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
175231:123907:CA:2023-12-31	Dec 31, 2023	Sep 24, 2025	SAN DIEGO, CA	Firm change after gap

Relationships

Registered with (3)

→ C••••• C•••••• P•••••••• L••Registered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ 3•• A•••••••• L••Registered adviserregistration: previous registration
Sep 23, 2015 to Dec 31, 2023factForm ADV
→ H• B•••• I•••Registered adviserregistration: previous registration
May 1, 2014 to Sep 4, 2015factForm ADV

Dated events

Occurred
Dec 31, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6ea908e-c96e-a0fb-2d80-7b3663e7ecba
First observed: May 1, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.