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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JASON SCOTT PARKER

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

FRISCO, TX | Plano, TX

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Search this name across graphsid dfx:ria:f6eddf75-e915-9e3b-053b-fcd3d95b5708

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 15, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Feb 15, 1994
First registration: Nov 15, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2448410

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Dec 7, 2015	n/a	yes	Plano, TX\|FRISCO, TX	Current employment
OPPENHEIMER & CO. INC.	Bd affiliated wealth	Nov 6, 2012	Dec 4, 2015	no	DALLAS, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Oct 12, 2012	no	PLANO, TX	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	PLANO, TX	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 7, 2004	Apr 2, 2007	no	PLANO, TX\|PLANO, TX	Previous registration
A. G. EDWARDS & SONS, INC.	n/a	Nov 15, 2002	Apr 9, 2004	no	PLANO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OPPENHEIMER & CO. INC.	STIFEL, NICOLAUS & COMPANY, INCORPORATED	Dec 4, 2015	Dec 7, 2015	3	Firm change	Other
MORGAN STANLEY	OPPENHEIMER & CO. INC.	Oct 12, 2012	Nov 6, 2012	25	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
A. G. EDWARDS & SONS, INC.	MORGAN STANLEY DW INC.	Apr 9, 2004	Apr 7, 2004	-2	Firm change	Other

Relationships

Registered with (6)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Dec 7, 2015 to presentfactForm ADV
→ OPPENHEIMER & CO. INC.Registered adviserregistration: previous registration
Nov 6, 2012 to Dec 4, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Oct 12, 2012factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 7, 2004 to Apr 2, 2007factForm ADV
→ A. G. EDWARDS & SONS, INC.Registered adviserregistration: previous registration
Nov 15, 2002 to Apr 9, 2004factForm ADV

Dated events

No dated event names this entity yet.