DFX Intelligence

E•• J•• K•• H••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

E•• J•• K•• H••••••

Advisor at L•• F•••••••• L••

LOGAN, UT

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Search this name across graphsid dfx:ria:f6fd2239-c15a-4285-86ff-b277458f0587

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Oct 11, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 10, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 18, 2022	n/a	yes	LOGAN, UT	Current employment
C••• B•••••••• S•••••••• I•••	Former SEC adviser	Mar 4, 2022	May 18, 2022	no	WAVERLY, IA\|Logan, UT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••• B•••••••• S•••••••• I•••	L•• F•••••••• L••	May 18, 2022	May 18, 2022	0	Bulk transfer	Ibd to RIA
J••• M••••• S••••••••• L••	C••• B•••••••• S•••••••• I•••	Feb 26, 2022	Mar 4, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
13941:42132:UT:2015-01-14	Jan 14, 2015	Jan 14, 2015	OGDEN, UT	Firm change

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 18, 2022 to presentfactForm ADV
→ C••• B•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Mar 4, 2022 to May 18, 2022factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jun 10, 2021 to Feb 26, 2022factForm ADV
→ P•••• S••••••••• L••

Dated events

Occurred
Feb 26, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f6fd2239-c15a-4285-86ff-b277458f0587
First observed: Oct 11, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.