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RIA / WealthAdvisor28 years in industry

Patrick Thomas Bolger

Advisor at PB CAPITAL

SIMI VALLEY, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 6, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PB CAPITAL
Current firm class: former SEC adviserderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 3, 1998
First registration: Feb 6, 2004
Dual registered: no
Other names: Patrick Thomas Bolger|Patrick T. Bolger
IAPD individual key: 3075602

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PB CAPITAL	Former SEC adviser	May 10, 2022	n/a	yes	SIMI VALLEY, CA	Current employment
WESTERN INTERNATIONAL SECURITIES	Former SEC adviser	Apr 12, 2013	May 10, 2022	no	Simi Valley, CA\|Westlake Village, CA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 30, 2004	Apr 10, 2013	no	GLENDALE, CA	Previous registration
WAMU INVESTMENTS, INC.	n/a	Feb 6, 2004	May 3, 2004	no	CANOGA PARK, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WESTERN INTERNATIONAL SECURITIES	PB CAPITAL	May 10, 2022	May 10, 2022	0	Firm change	Ibd to new firm
LPL FINANCIAL LLC	WESTERN INTERNATIONAL SECURITIES	Apr 10, 2013	Apr 12, 2013	2	Firm change	Other
WAMU INVESTMENTS, INC.	LPL FINANCIAL LLC	May 3, 2004	Apr 30, 2004	-3	Firm change	Other

Relationships

Registered with (4)

→ PB CAPITALRegistered adviserregistration: current employment
May 10, 2022 to presentfactForm ADV
→ WESTERN INTERNATIONAL SECURITIESRegistered adviserregistration: previous registration
Apr 12, 2013 to May 10, 2022factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 30, 2004 to Apr 10, 2013factForm ADV
→ WAMU INVESTMENTS, INC.Registered adviserregistration: previous registration
Feb 6, 2004 to May 3, 2004factForm ADV

Dated events

Occurred
May 10, 2022
Advisor changed firm
Patrick Thomas Bolger left Western International Securities for Pb Capital (registered 2022-05-10)
Form ADVobserved 5 days ago