DFX Intelligence

S•••••••• S••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

S•••••••• S••••• M•••••

Advisor at A••••• W•••••

WEST HARTFORD, CT | Reston, VA

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Search this name across graphsid dfx:ria:f700658b-68d4-01af-25ad-d338639e914f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Dec 20, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W•••••	Independent wealth	Apr 18, 2024	n/a	yes	WEST HARTFORD, CT\|Reston, VA	Current employment
C••••••••• F••••••••• I•••	Former SEC adviser	Dec 20, 2018	May 3, 2024	no	RESTON, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F••••••••• I•••	A••••• W•••••	May 3, 2024	Apr 18, 2024	-15	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
133114:171106:VA:2024-05-03	May 3, 2024	Apr 18, 2024	RESTON, VA	Firm change

Relationships

Registered with (2)

→ A••••• W•••••Registered adviserregistration: current employment
Apr 18, 2024 to presentfactForm ADV
→ C••••••••• F••••••••• I•••Registered adviserregistration: previous registration
Dec 20, 2018 to May 3, 2024factForm ADV

Dated events

Occurred
May 3, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f700658b-68d4-01af-25ad-d338639e914f
First observed: Dec 20, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.