DFX Intelligence

P••• D••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor46 years in industry

P••• D••• G••••••

Advisor at G•••••• I••••••••• S•••••••••

BEATRICE, NE

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Search this name across graphsid dfx:ria:f70414e2-dccf-29db-0c76-f77b623a1e29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 13, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•••••• I••••••••• S•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 11, 1979earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G•••••• I••••••••• S•••••••••	Independent wealth	Jan 1, 2026	n/a	yes	BEATRICE, NE	Current employment
S••••••••• A•••••• A•••••••• I•••	Former SEC adviser	Aug 29, 2013	Oct 13, 2015	no	BEATRICE, NE\|BEATRICE, NE

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• A•••••• A•••••••• I•••	G•••••• I••••••••• S•••••••••	Oct 13, 2015	Jan 1, 2026	3,733	Firm change after gap	Other
E••••• J••••	S••••••••• A•••••• A•••••••• I•••	Aug 23, 2013	Aug 29, 2013

Relationships

Registered with (3)

→ G•••••• I••••••••• S•••••••••Registered adviserregistration: current employment
Jan 1, 2026 to presentfactForm ADV
→ S••••••••• A•••••• A•••••••• I•••Registered adviserregistration: previous registration
Aug 29, 2013 to Oct 13, 2015factForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Jul 13, 2007 to Aug 23, 2013factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f70414e2-dccf-29db-0c76-f77b623a1e29
First observed: Jul 13, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.