DFX Intelligence

D••• E••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor26 years in industry

D••• E••••• M•••••

Advisor at P••••••• F•••••••• S•••••••• I•••

DALLAS, TX | Polson, MT

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Search this name across graphsid dfx:ria:f705dd99-a0ef-8bbb-c957-76784b95b1a9

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 8, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••• F•••••••• S•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••• F•••••••• S•••••••• I•••	Bd affiliated wealth	Oct 7, 2024	n/a	yes	DALLAS, TX\|Polson, MT	Current employment
D••••• • C•••••• I•••	Former SEC adviser	Oct 8, 2019	Dec 3, 2021	no	KALISPELL, MT\|NEW ORLEANS, LA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••• • C•••••• I•••	P••••••• F•••••••• S•••••••• I•••	Dec 3, 2021	Oct 7, 2024	1,039	Firm change after gap	RIA to ibd

Relationships

Registered with (2)

→ P••••••• F•••••••• S•••••••• I•••Registered adviserregistration: current employment
Oct 7, 2024 to presentfactForm ADV
→ D••••• • C•••••• I•••Registered adviserregistration: previous registration
Oct 8, 2019 to Dec 3, 2021factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f705dd99-a0ef-8bbb-c957-76784b95b1a9
First observed: Oct 8, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.