DFX Intelligence

N••••••••• C•••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserAsset managerSEC registeredRAUM under $100M

N••••••••• C•••••• L••••••

CRD 282377

HONG KONG

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Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 14
On other graphs: 0
Observed: Jan 28, 2016 to Mar 27, 2026
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $31.8M••• Locked
Discretionary RAUM: $31.8M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 8

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
N•• C•••• M••••• F•••	Hedge Fund	$31.8M	Mar 27, 2026	13	Jan 28, 2016	reported	021-229792

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K• C•••••• H••••••• L••••••	100% SHAREHOLDER OF N••••••••• CAYMAN MANAGEMENT	E	yes	11/2014	Jan 28, 2016	Mar 6, 2024
K• C•••••• H••••••• L••••••	1••• S••••••••• O• N••••••••• C•••••• M••••••••• L••••••	E	yes	11/2014	Jan 28, 2016	Mar 6, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
N••••••••• C•••••• L••••••	n/a	n/a	n/a	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Shanghai	n/a	China	7	no
HONG KONG	n/a	Hong Kong	3	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$31.8M	$32.4M	-1.9%	$1.3B	-70.6%	8	7	1	2

Relationships

Advises (1)

→ N•• C•••• M••••• F•••Private fundHedge Fund, IA
Jan 28, 2016 to presentfactForm ADV

Controls (3)

← L••• J•Owner87% SHAREHOLDER OF K• C•••••• H••••••• L••••••, ownership code E, individual
Jan 28, 2016 to Mar 6, 2024factForm ADV
← L••• M••• T••• N••OwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Sep 14, 2016 to Mar 6, 2024factForm ADV
← K• C•••••• H••••••• L••••••Owner

Dated events

1 bookkeeping event (roster, classification and holdings changes) folded below

Order

Occurred
27 Mar 2026
Ria principal change
••• Locked
Form ADV
Occurred
27 Mar 2026
Ria office closed
••• Locked
Form ADV
Occurred
6 Mar 2024
Control person left3 events
N••••••••• C•••••• L••••••: control person left, 3 events, on 6 Mar 2024
- ••• Locked
- ••• Locked
- ••• Locked
Occurred
6 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
down $1.2B
Occurred
23 Mar 2023
Regulatory AUM changed
••• Locked
Form ADV
down $1.3B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jan 28, 2016
Last observed: Mar 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.