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Advisor at UNION CAPITAL COMPANY
Poland, OH | TUCSON, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNION CAPITAL COMPANY | Independent wealth | Jan 6, 2016 | n/a | yes | TUCSON, AZ|TUCSON, AZ|Poland, OH | Current employment |
| STONEX ADVISORS INC. | Bd affiliated wealth | Jan 30, 2015 | Jan 20, 2016 | no | BIRMINGHAM, AL | Previous registration |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | Former SEC adviser | Jan 9, 2001 | Jan 30, 2015 | no | YOUNGSTOWN, OH|CORTLAND, OH|YOUNGSTOWN, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STONEX ADVISORS INC. | UNION CAPITAL COMPANY | Jan 20, 2016 | Jan 6, 2016 | -14 | Firm change | Other |
| STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. | STONEX ADVISORS INC. | Jan 30, 2015 | Jan 30, 2015 | 0 | Bulk transfer | Other |